“An ounce of business counseling on the front end can avoid more than a pound of regulatory problems on the back end.”
Dave’s practice is concentrated in the areas of securities, corporate and tax. He has more than thirty years of experience in business and tax planning, including the structure and operations of business entities, public and private business financing and succession planning. Dave has served as securities counsel for initial public offerings and represented public companies in equity and debt offerings, merger transactions and SEC reporting and disclosure. Dave counsels medium-sized and large corporations with respect to planning, corporate governance and regulatory compliance. Dave has substantial experience in corporate boardrooms advising the board of directors of private and public companies on matters ranging from reporting/disclosure to governance to executive compensation.
Case Studies / Success Story:
Dave has counseled multiple clients on the road from startup to IPO to successful public company. Dave recently represented sellers of several family-owned businesses with sales prices in excess of $100 million, several public companies in equity and debt sales exceeding $100 million, and multiple companies in board level regulatory compliance matters.